We are a boutique PCAOB regulatory consulting firm. Think of us as your technical support partner to help you with compliance during PCAOB inspections concerning your Broker Dealer audit clients.
Our goal at RockPoint is to help your firm’s audit practice to be more efficient and thus be more profitable. We provide you with the tools to efficiently navigate the PCAOB audit regulations. Use our expertise for your EQR, audit quality assessment, and as a consultant for your next PCAOB inspection.
If your CPA firm audits Broker Dealers, then RockPoint is your answer to alleviate the pain of your PCAOB inspections and Peer Reviews.
We have the knowledge and expertise to help your CPA firm understand and implement the PCAOB audit standards.
Our Services
EQR – Engagement Quality Review Services
Use us to provide EQR services for your Broker Dealer audits. We provide EQR for over 100 Broker Dealer Audits.
PCAOB Inspection Support
Do not go through a PCAOB inspection alone. Use RockPoint to help navigate your firm through those sensitive questions and topics.
Audit Quality Assessment
Use our regulatory experience to guide your firm on meeting the numerous audit requirements.
